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17 remote Securities Compliance jobs

17 open remote Securities Compliance roles from top companies and boards — updated hourly.

Compliance Analyst - Branch Exams22d ago
Cetera·United States·USD 85,000 - 95,000 / annual
compliance-analystsecurities-compliancebranch-auditsfinancial-services-complianceregulatory-compliancecompliance-examiner
Senior Compliance Risk Manager - Securities Compliance22d ago
Mercury·United States·USD 163,000 - 203,800 / annual
securities-compliancecompliance-risk-managementbroker-dealer-complianceria-complianceregulatory-compliancesecurities-compliance-manager
Senior Manager, RJFS Supervisory Solutions23d ago
Raymond James·United States·USD 100,000 - 125,000 / annual
financial-supervisionsecurities-compliancebranch-managementfinancial-services-managementleadershipsupervisory-solutions-manager
Compliance Manager / AML Officer - Transamerica Asset Management25d ago
Transamerica·United States·USD 135,000 - 159,000 / annual
compliance-manageraml-officeranti-money-launderingsecurities-complianceregulatory-complianceaml-compliance-manager
Senior Advertising Supervision Principal27d ago
LPL Financial·United States·USD 74,057 - 123,497 / annual
advertising-compliancefinancial-services-compliancesecurities-compliancemarketing-reviewregulatory-complianceadvertising-account-supervision
HTK Operations Manager of Trading, Licensing, Contracting and Commissions28d ago
Penn Mutual·United States·USD 115,000 - 130,000 / annual
trading-operations-managerlicensing-managercompensation-managerfinancial-services-operationssecurities-compliancetrade-operations-manager
Office Inspection Analyst28d ago
Wealth Enhancement·United States·USD 85,000 - 95,000 / annual
compliance-analystfinancial-complianceregulatory-compliancesecurities-complianceworkplace-inspectionsaudit-analyst
Senior Advisor, Branch Manager Supervisory Principal28d ago
Raymond James·United States·USD 75,000 - 90,000 / annual
financial-supervisionsecurities-compliancebranch-managementrisk-managementfinancial-servicessenior-branch-manager
Supervision ConsultantSep 6, 2026
Empower·United States·USD 72,200 - 101,975 / annual
financial-compliancesecurities-compliancecompliance-consultingcompliance-supervisioninvestment-compliancesupervision-specialist
Senior Manager, Legal OperationsSep 4, 2026
Agility Robotics·United States·USD 145,000 - 227,000 / annual
legal-operationslegal-operations-managercorporate-governancesecurities-compliancecontract-managementlegal-operations-lead
Director of ComplianceSep 3, 2026
Alpaca·Antigua and Barbuda, Argentina, Bahamas +32 more
compliance-managementregulatory-compliancesecurities-compliancebroker-dealer-compliancefinancial-compliancedirector-of-compliance
Senior Compliance Analyst, CanadaSep 3, 2026
Crypto.com·Canada
complianceregulatory-compliance-and-operationssecurities-compliancefinancial-compliancecrypto-compliancesenior-compliance-analyst
Senior Supervisory PrincipalAug 24, 2026
Kestra Holdings·United States
supervisioncompliancesecurities-compliancefinancial-services-complianceinvestment-advisory-compliancesupervisory-principal
Supervisory PrincipalAug 23, 2026
Kestra Holdings·United States
compliance-supervisionfinancial-services-compliancesecurities-compliancetrading-oversightregulatory-compliancesupervisory-principal
Senior Advisor, PCG Branch ExamsAug 22, 2026
Raymond James·United States·USD 75,000 - 95,000 / annual
securities-compliancebranch-examinationregulatory-compliancefinra-compliancebroker-dealer-compliancesenior-pharmacy-advisor
Sr Sales Supervision PrincipalAug 22, 2026
Transamerica·United States·USD 70,000 - 80,000 / annual
regulatory-compliancesecurities-compliancesales-supervisionfinancial-complianceinvestment-compliancesales-supervisor
AML Compliance AnalystAug 12, 2026
Alpaca·India
aml-compliancefinancial-crimes-compliancecompliance-analystregulatory-compliancesecurities-complianceaml-analyst

Remote securities compliance jobs: what to know

RemoShift tracks 0 live remote Securities Compliance roles across many employers, refreshed every 30 minutes. The roles on this page come from partner boards and include a wide mix of companies — click through to the original posting to apply.

The jobs tagged securities compliance are open to candidates in worldwide. Each listing notes the location, salary (where disclosed) and remote setup, so you can filter by what suits you. We list only roles that link to a live original posting — no dead applications.

Live roles
0 remote securities compliance jobs

Frequently asked questions

How many remote securities compliance jobs are there right now?
There are 0 live remote securities compliance roles on RemoShift as of today. The count updates every 30 minutes as we re-pull company boards and partner feeds.
Can I work remotely in a securities compliance role from anywhere?
Many securities compliance roles are fully remote and open to candidates in worldwide. Some are remote-within-a-region or require timezone overlap with the employer's team — each original posting states the exact arrangement. Use the Work-from-anywhere filter to narrow to truly location-independent roles.
Which companies hire remote securities compliance staff?
A broad mix of companies hire remote securities compliance staff — the live list above shows the current openings. Browse and filter to find employers that match your targets.

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